STRUCTURED NOTES: Expanding Your Advisory Toolkit with Structured Notes

Starting in early 2025, structured notes will be available as part of the Axos Advisor Services suite of investment solutions. In partnership with iCapital, structured notes offer a versatile investment approach designed to meet your evolving needs and add valuable flexibility to client portfolios by helping you:

• Diversify Offerings: Amplify your practice with structured notes, adding a unique asset class to client portfolios beyond traditional stocks, bonds, and mutual funds. Differentiate your advisory toolkit and offer clients more avenues for growth and protection.

• Manage Risk & Protect Capital: Help clients navigate market uncertainties with solutions designed for capital preservation. Structured notes may include built-in safeguards, helping to protect client assets while enabling participation in potential market gains.

• Maximize Return Potential: Unlock enhanced return opportunities, particularly in low interest rate environments. Whether clients are seeking income or market participation with capped upside, these products provide flexible solutions that may align with a variety of financial objectives.

• Deepen Client Relationships: Offering structured notes provides a chance to help educate clients on tailored investments, build trust in your guidance, and strengthen client relationships.

As we approach launch, we will share additional resources and detailed information to support the integration of structured notes into your offerings