Axos Advisor Services Welcomes New Head of Service and Operations
We are pleased to announce the addition of Allen Harper as SVP, Head of Service and Operations for Axos Advisor Services. Allen comes to us with decades of experience in the financial services industry, bringing his leadership expertise and client-centric approach to our custody business. Prior to joining Axos, Allen was the head of Client Experience Management at Goldman Sachs and, before that, led service and operations at TD Ameritrade. Allen will be focused on enhancing the client experience for our RIA/ Custody. Allen will work directly with AAS and Clearing leadership, the broader Axos leadership team to leverage our platforms to advisors. New Account Application Coming August 31st
We are excited to announce the launch of a new account application developed in response to feedback from you, our clients. This enhancement will deliver a more streamlined experience, help reduce NIGOs, make the account opening process easier, and set the stage for some features expected to roll out over the next year. WHAT DO YOU NEED TO KNOW?
We're excited to share that we're expanding our mutual fund lineup effective July 28, 2023! Axos is dedicated to making it easier for you to do business and meet your clients' needs.
Our expanded lineup will feature: • Over 4,000 new CUSIPs available for Buys. • 2,500 new CUSIPs will be loaded to the security master to reduce ACAT rejections as you transfer assets to us. • Decreased chance of needing to wait for fund additions. Our complete list of CUSIPs as of July 28, 2023. As we add new CUSIPs, you'll be alerted through Liberty bulletins. If you have questions or want to request a new CUSIP, please contact your CSA. Your Axos Advisor Services Team |
Please contact your Client Service Advocate if you have any questions or concerns about these posts.
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