RIAconnection
  • Bulletins
  • Fund Notification

Mitigating Fraudulent Third Party Disbursements

11/30/2016

 
Mitigating Fraudulent Third Party Disbursements

Income PDF Reports Now Available in Liberty Standard Reports

11/30/2016

 
Income PDF Reports Now Available in Liberty Standard Reports

Click here for:  Income PDF Report Product Overview
                         Liberty Standard Reports User Guide
                         Liberty Standard Reports for Rep User Guide

Trust Company of America Holiday Closure

11/23/2016

 
Trust Company of America will be closed on Thursday, November 24, 2016.

We will also be closing on Friday, November 25, 2016 @ 2:00 pm MT.

Please contact your relationship manager with any questions.



Market and/or Early Market Closures - Thanksgiving Day, November 24, 2016

11/23/2016

 
Market and/or Early Market Closures - Thanksgiving Day, November 24, 2016

TCA Launches Liberty Password Reset via SMS Text Messaging

11/16/2016

 
Investors are now able to reset their Liberty password via SMS text messaging if an email option is not available and provided TCA has their the cell phone number on Liberty.

To learn more, please review:  TCA Launches Liberty Password Reset via SMS Text Messaging:
​
​Click here for Liberty - Reset Password via SMS Text Messaging User Guide

2016 Year End Reminders

11/16/2016

 
  • Distributions for 2016 must be processed by 1 pm MT, December 30, 2016
  • Roth Conversions must be processed by 1 pm MT, December 30, 2016
  • December 2016 Statement Messages by December 30, 2016
  • Qualified Plans and 401(k) Establishment Deadlines by December 30, 2016
  • Cost Basis Reports
  • RMD Report
  • January 2017 RMD Systematic Distributions
  • Holiday Closure 

To learn more about each of these in more detail, please read: 2016 Year End Reminders

TCAdvisor™ and Liberty System Maintenance Notice

11/16/2016

 
​​Please note the following System Maintenance down times for TCAdvisor™ and Liberty:
- November 17, 2016 from 6:00 pm MT until November 18, 2016 4:00 am MT
- November 19, 2016 from 8:00 am MT until 5:00 pm MT
​
Please contact your relationship manager with any questions.

 Multiple Disbursements within  30 Days

11/15/2016

 
As we approach year end, account owners who are RMD eligible and have yet to take their distribution from their account, may want to contribute their annual distribution to select charities of their choice. 

To learn more, please read Multiple Disbursements Within 30 Days 

 Cost Basis Reports

11/7/2016

 
Cost Basis Reports - cost_basis_reports_11.09.2016.pdf

Liberty Model Pending Events

11/7/2016

 
​Liberty Model Pending Events

Click Here for:    
Liberty Model Pending Events User Guide

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Axos Advisor Services is a trade name of Axos Clearing LLC. Axos Clearing LLC provides back-office services for registered investment advisers. Neither Axos Advisor Services nor Axos Clearing LLC provides investment advice or make investment recommendations in any capacity.

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