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Tech Partnerships - Pricing Discounts

11/27/2019

 
Upaded Tech Partnerships - Pricing Discounts now available under Quick Links

Thanksgiving Holiday Trading

11/27/2019

 
​thanksgiving_day.pdf

Integration Q&A

11/21/2019

 
Learn more about upcoming enhancements to E*TRADE Advisor Services
 
With our upcoming change in regulatory structure, we want to keep you informed of some exciting changes we’ll be implementing once the transition is complete. We’ve developed a few answers to commonly asked questions about the transition here.
 
Don’t miss this opportunity to find out more about the upcoming enhancements to Liberty!

Updates to the wire distribution authentication process

11/20/2019

 
​updates_to_the_wire_distribution_authentication_process_-_11.20.2019.pdf

Upload your pdf documents securely via our new Liberty Upload feature

11/20/2019

 
​uploading_documents_to_liberty_feature_-_11.20.2019.pdf

Liberty System Maintenance Notice

11/19/2019

 

​Please note the following System Maintenance down times for Liberty:
November 21, 2019 from 6:00 pm MT to November 22, 2019 at 4:00 am MT.
 
Please contact your relationship manager with any questions.

Virtu Best Execution Report

11/19/2019

 
The updated Virtu Execution Scorecard is now available under the Quick Links on the right side of the page.

Please contact your relationship manager with any questions.

Veteran's Day

11/6/2019

 
veterans_day.pdf

Third Party Annual Distribution Mailing

11/6/2019

 
third_party_dist_annual_mailing_-_11.6.2019.pdf
third_party_annual_notification_letter_-_11.6.2019.pdf
    Please contact your Client Service Advocate if you have any questions or concerns about these posts.

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Axos Advisor Services is a trade name of Axos Clearing LLC. Axos Clearing LLC provides back-office services for registered investment advisers. Neither Axos Advisor Services nor Axos Clearing LLC provides investment advice or make investment recommendations in any capacity.

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​No information presented constitutes a recommendation by Axos Clearing LLC or its affiliates to buy, sell, or hold any security, financial product, or instrument discussed therein or to engage in any specific investment strategy. Axos Clearing, LLC does not provide legal, accounting, or tax advice. Always consult your own legal, accounting, and tax advisors.

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